-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B8IFJh19zCwnQnCsZEo2qrnNGEtj4FJb/aJxFqYT+YbzKHr8jgEB2a8x/AGua1Q8 CrQJSrFVxZWdbr7HiEfrfQ== 0000928385-98-000007.txt : 19980106 0000928385-98-000007.hdr.sgml : 19980106 ACCESSION NUMBER: 0000928385-98-000007 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980105 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BTU INTERNATIONAL INC CENTRAL INDEX KEY: 0000840883 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 042781248 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-40644 FILM NUMBER: 98500627 BUSINESS ADDRESS: STREET 1: 23 ESQUIRE ROAD CITY: NORTH BILLERICA STATE: MA ZIP: 01862 BUSINESS PHONE: 5086674111 MAIL ADDRESS: STREET 1: 23 ESQUIRE ROAD CITY: NORTH BILLERICA STATE: MA ZIP: 01862 FORMER COMPANY: FORMER CONFORMED NAME: BTU CORP DATE OF NAME CHANGE: 19881109 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WARNER JOHN MOSES LEWIS CENTRAL INDEX KEY: 0001041543 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 227600968 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 3616 N ALBEMARK ST CITY: ARLINGTON STATE: VA ZIP: 22207 BUSINESS PHONE: 7038219100 MAIL ADDRESS: STREET 1: 3616 N ALBEMARK ST CITY: ARLINGTON STATE: VA ZIP: 22207 SC 13D 1 SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* BTU International Inc. ----------------------------- (Name of Issuer) Common Stock ------------------------------ (Title of Class of Securities) 056032-10-5 -------------- (CUSIP Number) John. W. L. Moses 3616 N. Albemarle St. Arlington, VA 22207 -------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 30, 1997 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [_]. Check the following box if a fee is being paid with the statement [_]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - --------------------- CUSIP No. 279285-10-0 - --------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John W.L. Moses ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b)[ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 432,650 SHARES ------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH REPORTING ------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH ------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 432,650 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! ITEM 1. SECURITY AND ISSUER Common stock of: BTU International Inc. 23 Esquire Road North Billerica, Mass 01862 Paul J. van der Wansen - Chairman Thomas P. Kealy - Vice President ITEM 2. IDEMNITY AND BACKGROUND (a) John W. L. Moses. (b) 3616 N Albemarle St., Arlington, VA 22207 (c) Retired. (d) None. (e) None. (f) USA. ITEM 3. SOURCE AND AMOUNT OF FUNDS AND OTHER CONSIDERATION From 10/27/97 to 12/30/97 Mr. Moses purchased 93,550 shares for an amount of $516,675. ITEM 4. PURPOSE OF TRANSACTION These securities have been acquired as an investment. ITEM 5. INTEREST OF SECURITIES OF THE ISSUER (a) Mr. Moses owns 432,650 shares which represents 5.8% of the company's outstanding stock. (b) Mr. Moses has power to vote 432,650 shares. (c) Mr. Moses purchased 93,550 shares from 10/27/97 through 12/30/97 at an average price of $5.52 through the NASDAQ Exchange. (d) None. (e) None. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERTAKINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER None. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS None. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. November 10, 1997 /s/ John W. L. Moses - ----------------- -------------------- Date John W. L. Moses -----END PRIVACY-ENHANCED MESSAGE-----